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#	Item
821	(Provisional Translation) April 16, 2013 Securities and Exchange Surveillance Commission The Securities Inspection Policy and the Program for 2013 I. Securities Inspection Policy Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2013-06-25 00:47:14 Financial services Investment Economy of Japan Government of Japan Securities and Exchange Surveillance Commission Securities Securities Exchange Act Investment management Depository Trust & Clearing Corporation Financial economics Finance Financial system
822	Comment Letter on File No. SR-DTC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-02 13:18:43 Securities Payment systems Central Securities Depositories Stock market Depository Trust & Clearing Corporation Underwriting CUSIP Fee Settlement Financial economics Financial system Finance
823	Microsoft Word[removed]STA Commenter Letter re Balance Certificate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-20 11:39:53 Finance Stock market Central Securities Depositories Payment systems Depository Trust & Clearing Corporation Transfer agent Stock transfer agent Demat account Stock certificate Financial economics Securities Financial system
824	O Comptroller of the Currency Administrator of National Banks Washington, DC[removed]Interpretive Letter #1014 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2005-01-24 13:11:04 Financial system Depository Trust & Clearing Corporation Options Clearing Corporation First Issues Collectors Club Office of the Comptroller of the Currency Bank Clearing National bank Settlement Financial economics Securities Finance
825	Comment Letter on File No. SR-DTC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 15:41:43 Finance Central Securities Depositories Self-regulatory organizations Depository Trust & Clearing Corporation Securities Security Short Securities market U.S. Securities and Exchange Commission Financial economics Financial system Business
826	Important Notice The Depository Trust Company B #: [removed] Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-09-02 12:06:15 United States securities law 73rd United States Congress United States Securities and Exchange Commission Taxation Securities Income tax in the United States Securities Exchange Act Taxation in the United States Depository Trust & Clearing Corporation Financial economics Economics Financial system
827	JOAN C. CONLEY SENIOR VICE PRESIDENT & CORPORATE SECRETARY 9600 BLACKWELL ROAD ROCKVILLE, MD[removed]P: ([removed]F: ([removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-22 09:27:56 Financial markets Securities Depository Trust & Clearing Corporation CME SPAN Futures contract Futures exchange Dodd–Frank Wall Street Reform and Consumer Protection Act Clearing UBS Financial economics Finance Financial system
828	March 18, 2003 Ms. Margaret H. McFarland Deputy Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:06:14 Finance Depository Trust & Clearing Corporation Settlement Clearing Central securities depository Securities Financial economics Financial system
829	Microsoft Word - DTCC - SEC Letter re ICE Rule 211_FINAL.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-23 16:07:47 Commodity Futures Trading Commission United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation IntercontinentalExchange Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Clearing house Futures contract Financial economics Financial system Finance
830	PDF Document Add to Reading List Source URL: dtcc.com Language: English - Date: 2014-09-05 10:17:34 Financial system Depository Trust & Clearing Corporation Security N share Common stock Financial economics Stock market Finance

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